ExperienceFinancial Services Industry
AdvisorMail is the #1 provider of electronic email compliance solutions for the financial services industry.
9 years of industry experience, a premier roster of clients including Fortune 500 companies, millions of messages processed and protected each day and a customer retention rate of over 98% make AdvisorMail the most trusted message management system available today. Find out why 65% of the nation’s top Broker/Dealers and hundreds of registered investment advisory firms of all sizes have selected AdvisorMail to protect their business communications.
Currently, AdvisorMail manages thousands of accounts, with a total of hundreds of thousands of email addresses. AdvisorMail is installed in 65% of the nation's top Broker/Dealers, as well as hundreds of registered independent advisors and hedge funds. Many of these RIAs and hedge funds have fewer than 15 email addresses each.
Audit coming soon? AdvisorMail makes it easy.
Clients of AdvisorMail have been through more than 4,500 combined audits without ever receiving a fine from their regulatory body.
Based on client feedback, we've found that the use of technology solutions are increasing and auditors are becoming more familiar with them.
AdvisorMail clients have produced requested communications quickly (on-schedule), setting a good tone for the entire audit.
AdvisorMail for Financial Services
We offer 3 solutions to address the needs of financial firms:
AdvisorMail
- for organizations with 15 or more email addresses
AdvisorMail Lite
- for firms with fewer than 15 email addresses
AdvisorMail HF
- for hedge funds
Whether you are a Broker-Dealer with hundreds of email addresses, or an investment advisor looking into an email compliance solution for your two-person firm, AdvisorMail has an email solution packaged and priced to fit your needs.
Contact us today and you'll be on your way to a solution that makes the strictly regulated financial services requirements easier to manage.
Learn more about financial service industry regulations from FINRA, NYSE and SEC.