News & Events Links
Recent News
ADVISORMAIL TAKES HOLD IN INDEPENDENT BROKER DEALER MARKET
September 19, 2005
TORRANCE, Calif., September 19, 2005 - LiveOffice (www.liveoffice.com), today announced that AdvisorMail (www.advisormail.net) has
become the top provider of email and instant message compliance for the independent Broker Dealer market. Based on a strategic planning
study conducted by the company, AdvisorMail is now in-use by 45% of the industry's leading independent Broker Dealers.
LiveOffice reported a surge in growth during the second quarter of this year, which it attributes to securities regulations requiring Broker Dealers to systematically monitor and archive their registered representatives' electronic communications, including emails and instant messages. The AdvisorMail system provides unparalleled service and support for Broker Dealers with multiple branch offices and thousands of registered representatives.
"Time and time again, we are told by customers that our archiving and compliance program for independent Broker Dealers is unrivaled in the industry," said Ann Davis, director of business development for LiveOffice. "LiveOffice is proud to now be the number one provider of message management and compliance services to the Independent Broker Dealer market."
How AdvisorMail Works
AdvisorMail provides all the features and functionality financial services firms need to costeffectively meet regulatory requirements for electronic message management. With customers ranging from leading Broker Dealers to hundreds of Registered Investment Advisers and Hedge Funds, AdvisorMail has quickly become one of the most in-demand message monitoring and archiving services available today. AdvisorMail captures any and all customer-defined messages, indexing and storing them in a secure and highly searchable database powered by GPS technology. Compliance and legal personnel are able to access, search and retrieve messages via the solution's intuitive, web-based interface, at any time. The AdvisorMail system meets SEC Rule 17a-3, SEC Rule 17a-4, SEC Rule 204-2, NASD Rule 3010, NASD Rule 3110, HIPAA, Gramm-Leach Bliley Act and Sarbanes-Oxley requirements for the proper handling of emails and instant messages.
Pricing & Availability
The AdvisorMail product suite is available now and includes AdvisorMail for Broker Dealers, AdvisorMail HF for hedge funds and AdvisorMail Lite for investment advisory firms with 15 or fewer email addresses. System pricing begins at just $2,500 annually.
LiveOffice reported a surge in growth during the second quarter of this year, which it attributes to securities regulations requiring Broker Dealers to systematically monitor and archive their registered representatives' electronic communications, including emails and instant messages. The AdvisorMail system provides unparalleled service and support for Broker Dealers with multiple branch offices and thousands of registered representatives.
"Time and time again, we are told by customers that our archiving and compliance program for independent Broker Dealers is unrivaled in the industry," said Ann Davis, director of business development for LiveOffice. "LiveOffice is proud to now be the number one provider of message management and compliance services to the Independent Broker Dealer market."
How AdvisorMail Works
AdvisorMail provides all the features and functionality financial services firms need to costeffectively meet regulatory requirements for electronic message management. With customers ranging from leading Broker Dealers to hundreds of Registered Investment Advisers and Hedge Funds, AdvisorMail has quickly become one of the most in-demand message monitoring and archiving services available today. AdvisorMail captures any and all customer-defined messages, indexing and storing them in a secure and highly searchable database powered by GPS technology. Compliance and legal personnel are able to access, search and retrieve messages via the solution's intuitive, web-based interface, at any time. The AdvisorMail system meets SEC Rule 17a-3, SEC Rule 17a-4, SEC Rule 204-2, NASD Rule 3010, NASD Rule 3110, HIPAA, Gramm-Leach Bliley Act and Sarbanes-Oxley requirements for the proper handling of emails and instant messages.
Pricing & Availability
The AdvisorMail product suite is available now and includes AdvisorMail for Broker Dealers, AdvisorMail HF for hedge funds and AdvisorMail Lite for investment advisory firms with 15 or fewer email addresses. System pricing begins at just $2,500 annually.
LiveOffice’s AdvisorMail provides industry-leading email archiving, instant message archiving, anti-spam, antivirus, compliance and eDiscovery solutions to
financial services firms of all sizes. These services ensure the integrity of emails and IMs, simplify the discovery process, and help companies protect
themselves against the risk and expense of lost or misplaced electronic messages. LiveOffice also helps organizations comply with statutory, regulatory
(SEC, NASD), legal and industry-specific mandates. Founded in 1998, the company serves a premier roster of clients including Fortune 500 companies, processes
and protects millions of messages each day, and has a customer retention rate of over 98%. For more information, contact 1.800.251.3863 or visit
www.advisormail.net.

Experience